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ProceduralTransparencyOversightEthical

At a glance

Status
Documented procedural concern; independent audit warranted
Contract
Prescott City Contract No. 2023-151
Amount
$48,100
Scope
16 Flock Falcon ALPR cameras, Advanced Search, implementation
Participants
Prescott Police Department; Flock Safety
Executed
March 3, 2023
Conclusion strength
Documented concern — not a proven violation

Key quotations

“Our legal is good with the changes. Do you guys have GSA, State Contract, or Sole Source documentation I can have. This will save me having to get other bids.”

— Prescott Police Lt. Jason Small to Flock Safety, January 26, 2023

View original record(01_Contracts_and_Amendments.pdf, PDF p. 113)

“We are good to go with the contract. I am waiting until February 11th due to our procurement rules changing allowing us to not have to go to council for approval.”

— Prescott Police Lt. Jason Small, February 3, 2023

View original record(01_Contracts_and_Amendments.pdf, PDF p. 112)

Timeline

  1. November 2022

    Police leadership was evaluating Flock — pricing, trial length, neighboring agencies, and a possible Council presentation.

    View original record(06_Police_Department_Communications.pdf, PDF pp. 19–23)

  2. January 26, 2023

    Lt. Jason Small requested GSA, state-contract, or sole-source documentation, stating it would “save me having to get other bids.”

    View original record(01_Contracts_and_Amendments.pdf, PDF p. 113)

  3. January 26, 2023

    Flock supplied its own sole-source letter and explained how it had “managed to obtain sole source with other agencies.”

    View original record(01_Contracts_and_Amendments.pdf, PDF p. 113)

  4. February 3, 2023

    Small said Prescott was “good to go with the contract” but was waiting for procurement rules to change, “allowing us to not have to go to council for approval.”

    View original record(01_Contracts_and_Amendments.pdf, PDF p. 112)

  5. March 3, 2023

    Prescott City Contract No. 2023-151 was executed for $48,100.

    View original record(01_Contracts_and_Amendments.pdf, PDF pp. 10–12)

  6. FY 2023–24

    Police budget materials listed the system as a recurring $48,100 expense.

    View original record(06_Police_Department_Communications.pdf, PDF pp. 57 and 65)

Issues & possible violations

How to read the labels

Documented fact
Directly stated or shown in a primary record.
Supported inference
A conclusion reasonably supported by multiple records.
Unresolved
Requires missing records, audit work, or legal interpretation.
Not established
An allegation the available evidence does not prove.
Documented fact

A. Seeking documentation to avoid competing bids

#

“Do you guys have GSA, State Contract, or Sole Source documentation I can have. This will save me having to get other bids.”

— Prescott Police Lt. Jason Small, January 26, 2023

Argument: The stated purpose of requesting procurement-path documentation was to avoid obtaining other bids after Flock had already been evaluated and contract language negotiated. This creates a significant concern that the exception followed vendor selection rather than a vendor-neutral assessment of public needs.

Status: Explicit intent to avoid other bids is documented. Whether the resulting procurement legally violated the applicable code requires the complete procurement file and the rules then in force.

Original evidence: View original record(01_Contracts_and_Amendments.pdf, PDF p. 113)

Documented fact

B. Vendor supplied the sole-source rationale

#

Evidence: Flock sent its Axon letter and sole-source letter and wrote, “Here is how we have managed to obtain sole source with other agencies.”

Argument: The vendor provided the rationale used to support exemption from competition. Vendor-supplied information can be legitimate evidence, but it is not a substitute for an independent City determination that only one source can meet vendor-neutral requirements.

Status: Vendor authorship and advice are documented. The available records do not show the complete City approval, market analysis, or price-reasonableness determination.

Original evidence: View original record(01_Contracts_and_Amendments.pdf, PDF p. 113) View original record(01_Contracts_and_Amendments.pdf, PDF p. 25) View original record(01_Contracts_and_Amendments.pdf, PDF p. 27)

Documented fact

C. Waiting for procurement rules to change to avoid Council approval

#

“We are good to go with the contract. I am waiting until February 11th due to our procurement rules changing allowing us to not have to go to council for approval.”

— Prescott Police Lt. Jason Small, February 3, 2023

Argument: The official’s stated reason for delaying execution was to use a new approval framework that would avoid Council review. Even if legally authorized, deliberately timing the contract to remove public legislative oversight raises transparency and governance concerns.

Status: The official’s stated intent is documented. The exact historical rule change, effective date, authority, and legal consequence remain unverified without the contemporaneous code, ordinance/resolution, staff report, and delegated-authority schedule.

Original evidence: View original record(01_Contracts_and_Amendments.pdf, PDF p. 112)

Supported inference

D. Sole-source justification appears to follow practical vendor selection

#

Evidence: Product evaluation, price discussions, pilot planning, contract drafting, and legal redlines occurred before or alongside the request for sole-source documents; Small later wrote that the City was “good to go.”

Argument: A defensible sole-source process normally begins with vendor-neutral operational requirements and independent market research. Here, the sequence strongly suggests that reasons supporting Flock’s uniqueness were assembled after Flock was already the preferred product.

Status: Strongly supported inference, not a proven legal conclusion.

Original evidence: View original record(06_Police_Department_Communications.pdf, PDF p. 19) View original record(01_Contracts_and_Amendments.pdf, PDF p. 28) View original record(01_Contracts_and_Amendments.pdf, PDF p. 112) View original record(01_Contracts_and_Amendments.pdf, PDF p. 113) View original record(01_Contracts_and_Amendments.pdf, PDF p. 114)

Unresolved

E. Contract amount and oversight-threshold concern

#

Evidence: Contract No. 2023-151 totaled $48,100 for 16 cameras, Advanced Search, and implementation.

Argument: The amount’s proximity to a $50,000 threshold is relevant to audit scope, particularly when paired with the email about waiting for rules to change. It is not evidence by itself that pricing was structured to evade a threshold.

Status: Contract amount is established; manipulation is not proven. The current City threshold should not be characterized as the controlling February 2023 rule without historical documentation.

Original evidence: View original record(01_Contracts_and_Amendments.pdf, PDF p. 10) View original record(01_Contracts_and_Amendments.pdf, PDF p. 11) View original record(01_Contracts_and_Amendments.pdf, PDF p. 12)

Supported inference

F. Transparency and public-oversight concern

#

Argument: Avoiding competitive quotes and a Council presentation can reduce public visibility, independent price testing, and the opportunity for elected officials to examine privacy, surveillance, financial, and policy implications. This remains an ethical/governance concern even if delegated purchasing authority made the transaction lawful.

Status: Ethical and governance assessment based on the documented process; not a claim of criminal or civil liability.

Original evidence: View original record(01_Contracts_and_Amendments.pdf, PDF p. 112) View original record(01_Contracts_and_Amendments.pdf, PDF p. 113)

What an independent audit should determine

  1. Procurement code and delegated-authority schedules immediately before and after February 11, 2023.
  2. Adopting ordinance/resolution, staff report, effective date, and legal guidance.
  3. Signed City sole-source request, approval, findings, routing sheet, and conflict disclosures.
  4. Vendor-neutral statement of need and independent alternatives analysis.
  5. Quote log and price-reasonableness analysis.
  6. Contract-value calculation including renewals, taxes, installation, amendments, and related purchases.
  7. Relevant Council, Mayor, City Manager, Purchasing, Police, and City Attorney communications.

Evidence

Download exhibits (selected excerpts, PDF) — a page-accurate packet of the cited pages, not the complete source files.

Every quotation and material claim above links to the exact page of the full original public record. The complete source documents: